-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NEg5yC9J/so43FUt2BqOqF3g/8pW+P8riRwhUn9CH6CJSce8uvFVTmi8DRcAIEzx y8cspm3NFGO8qJkGAX+L5Q== 0000950131-03-000476.txt : 20030207 0000950131-03-000476.hdr.sgml : 20030207 20030207131605 ACCESSION NUMBER: 0000950131-03-000476 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030207 GROUP MEMBERS: FRONTENAC COMPANY LLC GROUP MEMBERS: JAMES E. COWIE GROUP MEMBERS: JAMES E. CRAWFORD III GROUP MEMBERS: JEREMY H. SILVERMAN GROUP MEMBERS: LAURA P. PEARL GROUP MEMBERS: MARTIN J. KOLDYKE GROUP MEMBERS: MARTIN LAIRD KOLDYKE GROUP MEMBERS: PAUL D. CARBERY GROUP MEMBERS: RODNEY L. GOLDSTEIN SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OPTIKA INC CENTRAL INDEX KEY: 0001014920 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 954154552 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48917 FILM NUMBER: 03544100 BUSINESS ADDRESS: STREET 1: 7450 CAMPUS DR 2ND FLOOR STREET 2: STE 200 CITY: COLORADO SPRINGS STATE: CO ZIP: 80920 BUSINESS PHONE: 7195489800 MAIL ADDRESS: STREET 1: 7450 CAMPUS DR 2ND FLOOR STREET 2: STE 200 CITY: COLORADO SPRINGS STATE: CO ZIP: 80920 FORMER COMPANY: FORMER CONFORMED NAME: OPTIKA IMAGING SYSTEMS INC DATE OF NAME CHANGE: 19960520 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FRONTENAC VI LIMITED PARTNERSHIP CENTRAL INDEX KEY: 0000908082 IRS NUMBER: 363888823 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 135 SOUTH LASALLE STREET STREET 2: SUITE 3800 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 3122368044 MAIL ADDRESS: STREET 1: 135 SOUTH LASALLE STREET STREET 2: SUITE 3800 CITY: CHICAGO STATE: IL ZIP: 60603 SC 13G/A 1 dsc13ga.txt AMENDMENT #3 TO SCHEDULE 13-G Schedule 13G --------------------------------------------------------------------- SEC 1745 Potential persons who are to respond to the collection of information (02-02) contained in this form are not required to respond unless the form displays a currently valid OMB control number. --------------------------------------------------------------------- /-------------------------------/ / OMB APPROVAL / /-------------------------------/ /OMB Number: 3235-0145 / /-------------------------------/ /Expires: December 31, 2005 / /-------------------------------/ /Estimated average burden / /hours per response. . . 11 / /-------------------------------/ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 )* ----- Optika Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 683973101 - -------------------------------------------------------------------------------- (CUSIP Number) 1-11-02 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 14 CUSIP No. 683973101 ---------------- - -------------------------------------------------------------------------------- NAMES OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Frontenac VI Limited Partnership 36-3888823 - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [X] (b) [_] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - -------------------------------------------------------------------------------- SOLE VOTING POWER NUMBER OF 5 SHARES 437,067 BENEFICIALLY ---------------------------------------------------------- OWNED BY SHARED VOTING POWER EACH 6 REPORTING ---------------------------------------------------------- PERSON SOLE DISPOSITIVE POWER WITH 7 437,067 ---------------------------------------------------------- SHARED DISPOSITIVE POWER 8 - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 437,067 - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) [_] - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 5.2% - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 PN - -------------------------------------------------------------------------------- 2 of 14 CUSIP No. 683973101 ---------------- - -------------------------------------------------------------------------------- NAMES OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Frontenac Company LLC 36-3467755 - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [X] (b) [_] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - -------------------------------------------------------------------------------- SOLE VOTING POWER NUMBER OF 5 SHARES 437,067/1/ BENEFICIALLY ---------------------------------------------------------- OWNED BY SHARED VOTING POWER EACH 6 REPORTING ---------------------------------------------------------- PERSON SOLE DISPOSITIVE POWER WITH 7 437,067/1/ ---------------------------------------------------------- SHARED DISPOSITIVE POWER 8 - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 437,067/1/ - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) [_] - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 5.2% - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 LLC - -------------------------------------------------------------------------------- 3 of 14 CUSIP No. 683973101 ---------------- - -------------------------------------------------------------------------------- NAMES OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Paul D. Carbery - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [X] (b) [_] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 USA - -------------------------------------------------------------------------------- SOLE VOTING POWER NUMBER OF 5 SHARES 2,306 BENEFICIALLY ---------------------------------------------------------- OWNED BY SHARED VOTING POWER EACH 6 REPORTING 437,067 PERSON ---------------------------------------------------------- WITH SOLE DISPOSITIVE POWER 7 2,306 ---------------------------------------------------------- SHARED DISPOSITIVE POWER 8 437,067 - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 439,373/1/ - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) [_] - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 5.3% - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 IN - -------------------------------------------------------------------------------- 4 of 14 CUSIP No. 683973101 ---------------- - -------------------------------------------------------------------------------- NAMES OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) James E. Cowie - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [X] (b) [_] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 USA - -------------------------------------------------------------------------------- SOLE VOTING POWER NUMBER OF 5 SHARES BENEFICIALLY ---------------------------------------------------------- OWNED BY SHARED VOTING POWER EACH 6 REPORTING 437,067/1/ PERSON ---------------------------------------------------------- WITH SOLE DISPOSITIVE POWER 7 ---------------------------------------------------------- SHARED DISPOSITIVE POWER 8 437,067/1/ - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 437,067/1/ - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) [_] - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 5.2% - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 IN - -------------------------------------------------------------------------------- 5 of 14 CUSIP No. 683973101 ---------------- - -------------------------------------------------------------------------------- NAMES OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) James E. Crawford III - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [X] (b) [_] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 USA - -------------------------------------------------------------------------------- SOLE VOTING POWER NUMBER OF 5 SHARES 5,816 BENEFICIALLY ----------------------------------------------------- OWNED BY SHARED VOTING POWER EACH 6 REPORTING 437,067/1/ PERSON ----------------------------------------------------- WITH SOLE DISPOSITIVE POWER 7 5,816 ----------------------------------------------------- SHARED DISPOSITIVE POWER 8 437,067/1/ - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 442,883/1/ - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) [_] - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 5.3% - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 IN - -------------------------------------------------------------------------------- 6 of 14 CUSIP No. 683973101 ---------------- - -------------------------------------------------------------------------------- NAMES OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Rodney L. Goldstein - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [X] (b) [_] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 USA - -------------------------------------------------------------------------------- SOLE VOTING POWER NUMBER OF 5 SHARES BENEFICIALLY ----------------------------------------------------- OWNED BY SHARED VOTING POWER EACH 6 REPORTING 437,067/1/ PERSON ----------------------------------------------------- WITH SOLE DISPOSITIVE POWER 7 ----------------------------------------------------- SHARED DISPOSITIVE POWER 8 437,067/1/ - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 437,067/1/ - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) [_] - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 5.2% - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 IN - -------------------------------------------------------------------------------- 7 of 14 CUSIP No. 683973101 ---------------- - -------------------------------------------------------------------------------- NAMES OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Martin J. Koldyke - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [X] (b) [_] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 USA - -------------------------------------------------------------------------------- SOLE VOTING POWER NUMBER OF 5 SHARES 4,477 BENEFICIALLY ---------------------------------------------------------- OWNED BY SHARED VOTING POWER EACH 6 REPORTING 437,067/1/ PERSON ---------------------------------------------------------- WITH SOLE DISPOSITIVE POWER 7 4,477 ---------------------------------------------------------- SHARED DISPOSITIVE POWER 8 437,067/1/ - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 441,544/1/ - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) [_] - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 5.3% - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 IN - -------------------------------------------------------------------------------- 8 of 14 CUSIP No. 683973101 ---------------- - -------------------------------------------------------------------------------- NAMES OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Martin Laird Koldyke - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [X] (b) [_] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 USA - -------------------------------------------------------------------------------- SOLE VOTING POWER NUMBER OF 5 SHARES BENEFICIALLY ---------------------------------------------------------- OWNED BY SHARED VOTING POWER EACH 6 REPORTING 437,067/1/ PERSON ---------------------------------------------------------- WITH SOLE DISPOSITIVE POWER 7 ---------------------------------------------------------- SHARED DISPOSITIVE POWER 8 437,067/1/ - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 437,067/1/ - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) [_] - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 5.2% - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 IN - -------------------------------------------------------------------------------- 9 of 14 CUSIP No. 683973101 ---------------- - -------------------------------------------------------------------------------- NAMES OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Laura P. Pearl - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [X] (b) [_] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 USA - -------------------------------------------------------------------------------- SOLE VOTING POWER NUMBER OF 5 SHARES BENEFICIALLY ---------------------------------------------------------- OWNED BY SHARED VOTING POWER EACH 6 REPORTING 437,067/1/ PERSON ---------------------------------------------------------- WITH SOLE DISPOSITIVE POWER 7 ---------------------------------------------------------- SHARED DISPOSITIVE POWER 8 437,067/1/ - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 437,067/1/ - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) [_] - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 5.2% - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 IN - -------------------------------------------------------------------------------- 10 of 14 CUSIP No. 683973101 ---------------- - -------------------------------------------------------------------------------- NAMES OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Jeremy H. Silverman - -------------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [X] (b) [_] - -------------------------------------------------------------------------------- SEC USE ONLY 3 - -------------------------------------------------------------------------------- CITIZENSHIP OR PLACE OF ORGANIZATION 4 UK - -------------------------------------------------------------------------------- SOLE VOTING POWER NUMBER OF 5 SHARES BENEFICIALLY ---------------------------------------------------------- OWNED BY SHARED VOTING POWER EACH 6 REPORTING 437,067/1/ PERSON ---------------------------------------------------------- WITH SOLE DISPOSITIVE POWER 7 ---------------------------------------------------------- SHARED DISPOSITIVE POWER 8 437,067/1/ - -------------------------------------------------------------------------------- AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 437,067/1/ - -------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) [_] - -------------------------------------------------------------------------------- PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 5.2% - -------------------------------------------------------------------------------- TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 IN - -------------------------------------------------------------------------------- 11 of 14 SCHEDULE 13G Item 1. Name of Issuer and Address. Issuer: Optika, Inc. 7450 Campus Drive Suite #200 Colorado Springs, CO 80920 Item 2. Identity and Background. (a) Name: Frontenac VI Limited Partnership Frontenac Company LLC (general partner of Frontenac VI) James E. Cowie (managing partner of Frontenac Company) Paul D. Carbery (managing partner of Frontenac Company) James E. Crawford, III (managing partner of Frontenac Company) Rodney L. Goldstein (managing partner of Frontenac Company) Martin J. Koldyke (chairman of Frontenac Company) M. Laird Koldyke (partner of Frontenac Company) Laura P. Pearl (partner of Frontenac Company) Jeremy H. Silverman (partner of Frontenac Company) (b) Address: 135 S. LaSalle Street, Suite 3800 Chicago, IL 60603 Citizenship: See Item 4 of each of pages 2 to 11 (c) Principal Business: Private Equity Investment Fund (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 683973101 Item 3. N/A Item 4. Ownership (a) Amount Beneficially Owned: See Item 9 of each of pages 2-11 for the beneficial ownership of each member of the group, and footnote 1 below. 12 of 14 (b) Percent of Class: See Item 11 of each of pages 2-11 for the percent of class beneficially owned by each member of the group, and footnote 1 below. (c) Number of shares as to which such person has: (i) sole power to vote or direct the vote: See Item 5 of each of pages 2-11 for the information regarding each member of the group, and footnote 1 below. (ii) shared power to vote or direct the vote: See Item 6 of each of pages 2-11 for the information regarding each member of the group, and footnote 1 below. (iii) sole power to dispose or to direct the disposition of: See Item 7 of each of pages 2-11 for the information regarding each member of the group, and footnote 1 below. (iv) shared power to dispose or to direct the disposition of: See Item 8 of each of pages 2-11 for the information regarding each member of the group, and footnote 1 below. Each of Frontenac Company, Mr. Carbery, Mr. Cowie, Mr. Crawford, Mr. Goldstein, Mr. Martin Koldyke, Mr. M. Laird Koldyke, Ms. Pearl and Mr. Silverman expressly declares that the filing of this Schedule 13G shall not be construed as an admission that such entity or person is, for purposes of Section 13(d) or Section 13(g), the beneficial owner of the securities of Issuer identified in this Schedule 13G. Item 5-10. N/A - ------------ /1/ As of December 31, 2002, Frontenac VI Limited Partnership ("Frontenac VI") is the beneficial and record holder of 437,067 common shares of the issuer. Frontenac Company LLC, as the general partner of Frontenac VI, has the sole power to direct the vote of and direct the disposition of the shares held by Frontenac VI. Mr. Carbery, Mr. Cowie, Mr. Crawford, Mr. Goldstein, Mr. M.J. Koldyke, Mr. M.L. Koldyke, Ms. Pearl and Mr. Silverman are partners of Frontenac Company LLC, with the shared power to indirectly direct the voting of and the disposition of the common shares held by Frontenac VI. 13 of 14 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 7, 2003 Frontenac VI Limited Partnership By: Frontenac Company LLC, its general partner By: /s/ Karen C. Fanelli --------------------------------------------- Karen C. Fanelli, under power of attorney for Frontenac Company LLC Frontenac Company LLC By: /s/ Karen C. Fanelli --------------------------------------------- Karen C. Fanelli, under power of attorney for Frontenac Company LLC ____________________________________ Karen C. Fanelli, Under Power of Attorney for: Paul D. Carbery James E. Cowie James E. Crawford, III Rodney L. Goldstein M. Laird Koldyke Martin J. Koldyke Laura P. Pearl Jeremy H. Silverman 14 of 14 -----END PRIVACY-ENHANCED MESSAGE-----